Chung, Tung Sau 鍾桐琇
SFC fines Mr Chung Tung Sau, ex-China Tonghai Securities, HK$60k, suspends him for 7 months
| Statement of Disciplinary Action
SFC, 15-Dec-2022
For front-running a client's order from 1-11 Aug-2017. Our records indicate that he left China Tonghai (then known as Quam) on 31-Aug-2017 and joined Zhongtai International Securities on 24-Oct-2017, ceasing to represent them the day before this announcement.
SFC, 15-Dec-2022
For front-running a client's order from 1-11 Aug-2017. Our records indicate that he left China Tonghai (then known as Quam) on 31-Aug-2017 and joined Zhongtai International Securities on 24-Oct-2017, ceasing to represent them the day before this announcement.
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