Mok, Kin Wai 莫建偉

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SFC roles

Organisation Position From Until
1 BOCOM International Asset Management Limited Resp OffResponsible Officer 2007-09-13 2008-06-21
2 * BOCOM International Holdings Company Limited Resp OffResponsible Officer 2008-03-03
3 BOCOM International Securities Limited Resp OffResponsible Officer 2007-09-10 2008-06-21
4 Golden Jade Asset Management Limited Resp OffResponsible Officer 2015-08-26 2019-11-30
5 Golden Jade Capital Limited Resp OffResponsible Officer 2016-09-08 2019-11-30
6 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Resp OffResponsible Officer 2009-03-19 2009-04-27
7 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2009-12-14 2010-07-19
8 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Resp OffResponsible Officer 2009-11-16 2010-07-19
9 ICBC INTERNATIONAL FUTURES LIMITED RepRepresentative 2009-05-15 2009-06-25
Resp OffResponsible Officer 2009-06-25 2010-07-19
10 ICBC INTERNATIONAL SECURITIES LIMITED RepRepresentative 2009-05-15 2009-06-25
Resp OffResponsible Officer 2009-06-25 2010-07-19
11 Red South Investment Management Limited Resp OffResponsible Officer 2023-07-18 2023-10-05
12 SINO WEALTH SECURITIES LIMITED Resp OffResponsible Officer 2014-03-21 2014-10-10
13 TIANDA ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2013-04-24 2014-03-20
Resp OffResponsible Officer 2019-12-10 2022-12-31
14 TIANDA SECURITIES LIMITED Resp OffResponsible Officer 2011-01-18 2014-03-20
Resp OffResponsible Officer 2020-04-06 2022-12-31

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* = is or was HK primary-listed

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