Lau, King Yuen 劉敬元

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SFC roles

Organisation Position From Until
1 AISANCE ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2003-12-09 2008-06-21
2 CITIC Securities Brokerage (HK) Limited RepRepresentative 2008-07-16 2008-07-31
Resp OffResponsible Officer 2008-07-31 2017-06-30
3 CITIC Securities Futures (HK) Limited RepRepresentative 2008-07-16 2008-07-31
Resp OffResponsible Officer 2008-07-31 2017-06-30
4 Huayu Securities Limited RepRepresentative 2020-09-24 2020-10-29
Resp OffResponsible Officer 2020-10-29
5 KGI ASIA LIMITED RepRepresentative 2003-12-08
Resp OffResponsible Officer 2003-12-08 2008-06-21
6 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2003-12-08
Resp OffResponsible Officer 2003-12-08 2008-06-21
7 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2003-12-08
Resp OffResponsible Officer 2003-12-08 2008-06-21
8 Rifa Futures Limited RepRepresentative 2017-11-15 2018-02-07
Resp OffResponsible Officer 2018-02-07 2020-08-31
9 Rifa Securities Limited RepRepresentative 2017-11-15 2018-02-07
Resp OffResponsible Officer 2018-02-07 2020-08-31

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