Stearn, Nicholas Antony
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2016-07-07 | 2023-02-28 | |
Resp OffResponsible Officer | 2023-02-28 | ||||
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RepRepresentative | 2016-07-07 | 2023-02-28 | |
Resp OffResponsible Officer | 2023-02-28 | ||||
3 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2007-05-29 | 2015-09-04 | |
Resp OffResponsible Officer | 2015-09-04 | 2016-04-05 | |||
4 | Merrill Lynch Far East Limited | RepRepresentative | 2007-05-29 | 2015-09-04 | |
Resp OffResponsible Officer | 2015-09-04 | 2016-04-05 | |||
5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RepRepresentative | 2007-05-29 | 2010-09-02 |
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