Li, Kwok Tung (SFC:ABZ281) 利國東

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SFC roles

Organisation Position From Until
1 ASG FUTURES LIMITED RepRepresentative 2003-04-23 2003-10-22
2 ASG MANAGEMENT LIMITED (HK) RepRepresentative 2003-04-23 2003-10-22
3 Beijing Securities Limited RepRepresentative 2004-05-17 2004-07-27
Resp OffResponsible Officer 2004-07-27 2005-08-01
4 Bluemount Asset Management Limited Resp OffResponsible Officer 2023-03-29
5 Bluemount Securities Limited Resp OffResponsible Officer 2023-03-29
6 CHINA RICH ASSET MANAGEMENT LIMITED RepRepresentative 2005-08-08 2006-04-06
Resp OffResponsible Officer 2006-04-06 2008-04-01
7 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) RepRepresentative 2003-04-07
8 CSC FUTURES (HK) LIMITED RepRepresentative 2003-04-07
9 CSC SECURITIES (HK) LIMITED RepRepresentative 2003-04-07
10 EWARTON SECURITIES LIMITED RepRepresentative 2003-11-12 2004-04-30
11 Glory Sun Securities Limited RepRepresentative 2008-04-15 2008-05-29
Resp OffResponsible Officer 2008-05-29 2009-01-16
12 Gong Ping Futures Limited Resp OffResponsible Officer 2011-11-22 2019-11-12
13 Gong Ping Securities Limited Resp OffResponsible Officer 2010-12-08 2019-11-12
14 JIMEI ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2010-02-03 2010-08-31
15 JIMEI FUTURES LIMITED Resp OffResponsible Officer 2009-07-20 2010-08-31
16 JIMEI SECURITIES LIMITED Resp OffResponsible Officer 2009-07-20 2010-08-31
17 REXCAPITAL (HONG KONG) LIMITED RepRepresentative 2005-11-07 2008-04-01
18 REXCAPITAL FUTURES LIMITED Resp OffResponsible Officer 2005-08-08 2007-12-01
19 WINGS SECURITIES (HK) LIMITED Resp OffResponsible Officer 2005-08-08 2008-04-01

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