Yao, Jack Hsin-Chou 姚信州

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SFC roles

Organisation Position From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED RepRepresentative 2014-07-28 2018-10-03
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RepRepresentative 2012-10-18 2019-11-21
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2012-10-18 2014-12-17
Resp OffResponsible Officer 2014-12-17 2016-05-23
RepRepresentative 2016-05-23 2019-11-21
4 CICC US Securities (Hong Kong) Limited RepRepresentative 2012-11-28 2019-11-21
5 HAITONG INTERNATIONAL FUTURES LIMITED RepRepresentative 2019-12-18 2020-10-12
6 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RepRepresentative 2019-12-18 2020-10-12
7 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RepRepresentative 2021-01-05 2022-01-06
Resp OffResponsible Officer 2022-01-06
8 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2007-09-14 2008-09-29
9 LEHMAN BROTHERS SECURITIES ASIA LIMITED RepRepresentative 2007-09-14 2008-09-29
10 Nomura Asia Investment (Hong Kong) Limited RepRepresentative 2008-12-08 2010-02-19
11 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2008-10-10 2012-08-18
12 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2008-12-08 2012-08-18

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