Wong, Sai Wo 王世和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Dealing in futures contracts | 2003-10-28 | RO | Dealing in futures contracts | 2003-10-28 | 2004-12-11 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Dealing in securities | 2003-10-28 | RO | Dealing in securities | 2003-10-28 | 2004-12-11 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-03-11 | RO | Dealing in securities | 2005-03-11 | 2006-06-12 | Rep | Dealing in securities | 2006-06-12 | 2006-07-26 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2005-03-11 | RO | Dealing in futures contracts | 2005-03-11 | 2006-06-12 | Rep | Dealing in futures contracts | 2006-06-12 | 2006-07-26 |
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