Wang, Lan Ling
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-10-30 | Rep | Advising on securities | 2004-10-30 | Rep | Asset management | 2004-10-30 |
| 2 | MARC FABER LIMITED | RO | Advising on securities | 2005-06-30 | 2005-12-31 | RO | Asset management | 2005-06-30 | 2006-01-10 | Rep | Advising on securities | 2005-12-31 | 2006-08-11 | Rep | Asset management | 2006-01-10 | 2006-08-11 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2006-09-18 | 2009-02-11 | Rep | Dealing in securities | 2006-09-18 | 2009-02-11 | Rep | Advising on securities | 2008-09-01 | 2009-02-11 |
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