Hung, Leon Lum 洪霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-06-24 | 2011-07-06 | Rep | Dealing in securities | 2011-06-24 | 2011-07-06 |
| 2 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2010-09-01 | 2011-06-17 | RO | Advising on securities | 2011-07-24 | 2016-12-21 | RO | Dealing in securities | 2011-07-24 | 2016-12-21 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-03-30 | 2010-08-16 | Rep | Dealing in futures contracts | 2007-10-08 | 2010-08-16 |
| 4 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2004-03-30 | 2005-06-09 |
| 5 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-03-30 | 2007-11-01 |
| 6 | Ferran Securities Limited | Rep | Advising on securities | 2017-01-17 | 2017-03-03 | Rep | Dealing in securities | 2017-01-17 | 2017-03-03 | RO | Advising on securities | 2017-03-03 | 2019-12-21 | RO | Dealing in securities | 2017-03-03 | 2019-12-21 |
| 7 | Grand Profit Financial Company Limited | Rep | Advising on securities | 2019-12-30 | 2020-01-22 | Rep | Asset management | 2019-12-30 | 2020-01-22 | RO | Advising on securities | 2020-01-22 | 2022-07-22 | RO | Asset management | 2020-01-22 | 2022-07-22 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2004-03-23 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-11-14 | 2004-03-23 |
| 10 | Manford Financial Limited | Rep | Advising on securities | 2022-07-28 | 2022-09-15 | Rep | Asset management | 2022-07-28 | 2022-09-15 | Rep | Dealing in securities | 2022-07-28 | 2022-09-15 | RO | Advising on securities | 2022-09-15 | RO | Asset management | 2022-09-15 | RO | Dealing in securities | 2022-09-15 |
| 11 | VALUE PARTNERS LIMITED | Rep | Asset management | 2003-05-05 | 2003-08-06 |
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