Law, Joe Hin Pong 羅顯邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BASE ASSET MANAGEMENT LTD | Rep | Advising on securities | 2023-01-09 | 2023-08-09 | Rep | Asset management | 2023-01-09 | 2023-08-09 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2006-08-10 | 2011-03-21 | Rep | Advising on securities | 2009-01-23 | 2011-03-21 |
| 3 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2011-12-19 | 2011-12-22 |
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