Li, Sandy Pak Lin 李白蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-06-11 | 2015-04-17 | Rep | Dealing in securities | 2014-06-11 | 2015-04-17 | RO | Advising on securities | 2015-04-17 | 2023-02-10 | RO | Dealing in securities | 2015-04-17 | 2023-02-10 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-06 | 2014-04-28 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2006-10-23 | 2009-08-07 | Rep | Dealing in securities | 2006-10-23 | 2009-08-07 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2006-07-10 | Rep | Dealing in securities | 2006-07-10 |
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