To, Tsz Wai 杜子偉

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in securities 2005-03-10
2 DAIWA SECURITIES SMBC (ASIA) LIMITED Rep Advising on corporate finance 2005-02-07
Rep Advising on securities 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in securities 2005-02-07
3 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2005-02-07
Rep Asset management 2005-02-07
Rep Dealing in futures contracts 2005-03-10
4 Ginger Capital Advisory Limited RO Advising on securities 2011-06-01 2013-07-19
RO Asset management 2011-06-01 2013-07-19
5 HAMON ASIAN ADVISORS LIMITED RO Advising on securities 2008-06-16 2010-07-31
RO Asset management 2008-06-16 2010-07-31
6 HAMON ASSET MANAGEMENT LIMITED Rep Advising on securities 2005-05-18 2008-06-16
Rep Asset management 2005-05-18 2008-06-16
Rep Advising on futures contracts 2006-06-08 2008-06-16
RO Advising on futures contracts 2008-06-16 2010-07-31
RO Advising on securities 2008-06-16 2010-07-31
RO Asset management 2008-06-16 2010-07-31
7 HAMON INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2005-05-18 2008-06-16
Rep Asset management 2005-05-18 2008-06-16
Rep Advising on futures contracts 2006-06-08 2008-06-16
RO Advising on futures contracts 2008-06-16 2010-07-31
RO Advising on securities 2008-06-16 2010-07-31
RO Asset management 2008-06-16 2010-07-31
8 VL ASSET MANAGEMENT LIMITED RO Asset management 2020-09-08

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top