Kwong, Emily Ho Kei 鄺可琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-06-13 | 2018-07-24 | Rep | Advising on securities | 2017-06-13 | 2018-07-24 | RO | Advising on corporate finance | 2018-07-24 | 2020-08-06 | RO | Advising on securities | 2018-07-24 | 2020-08-06 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2017-06-13 | 2018-07-24 | Rep | Dealing in securities | 2017-06-13 | 2018-07-24 | RO | Advising on securities | 2018-07-24 | 2020-08-06 | RO | Dealing in securities | 2018-07-24 | 2020-08-06 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-08-27 | 2009-11-12 | Rep | Dealing in securities | 2009-08-27 | 2009-11-12 | Rep | Advising on securities | 2009-09-28 | 2009-11-12 | RO | Advising on corporate finance | 2009-11-12 | 2010-05-01 | RO | Advising on securities | 2009-11-12 | 2010-05-01 | RO | Dealing in securities | 2009-11-12 | 2010-05-01 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Advising on corporate finance | 2006-08-22 | Rep | Dealing in securities | 2004-11-24 | 2006-10-04 | RO | Advising on corporate finance | 2006-08-22 | 2006-10-04 |
| 5 | Evercore Asia Limited | Rep | Dealing in securities | 2013-01-30 | 2013-03-01 | Rep | Advising on corporate finance | 2013-01-30 | 2015-09-24 | RO | Dealing in securities | 2013-03-01 | 2017-05-26 | RO | Advising on corporate finance | 2015-09-24 | 2017-05-26 |
| 6 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-02-03 | |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-09-26 | 2009-01-23 | Rep | Advising on securities | 2008-09-26 | 2009-01-23 | Rep | Dealing in securities | 2008-09-26 | 2009-01-23 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-09-26 | 2009-01-23 | Rep | Advising on securities | 2008-09-26 | 2009-01-23 | Rep | Dealing in securities | 2008-09-26 | 2009-01-23 |
| 9 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2009-07-10 | 2009-07-31 | Rep | Dealing in securities | 2009-07-10 | 2009-07-31 |
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