Zhao, Xiao Le 趙曉樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-05-25 | 2010-07-15 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-09-15 | 2005-10-01 |
| 3 | Quam Securities Limited | Rep | Dealing in securities | 2018-09-03 | 2020-07-31 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-27 | 2011-10-20 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-02 | 2004-10-28 |
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