Ng, Wai Yu (SFC:AGJ184) 吳惠如

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI RESEARCH LIMITED Rep Advising on securities 2005-08-01 2006-03-03
2 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2006-08-17 2008-11-08
3 Mason Securities Limited Rep Advising on corporate finance 2004-02-09
Rep Advising on securities 2004-02-09
Rep Asset management 2004-02-09
4 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on corporate finance 2004-03-31 2005-07-24
Rep Dealing in securities 2004-03-31 2005-07-24
5 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED RO Advising on securities 2010-01-04 2012-05-15
RO Asset management 2010-01-04 2012-05-15

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