Lam, So Har 林素霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-06-30 | 2018-03-31 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-06-30 | 2018-03-31 |
| 3 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-19 | 2014-05-30 |
| 4 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2012-04-24 | 2014-05-30 |
| 5 | KARL THOMSON FINANCE LIMITED | Rep | Securities margin financing | 2004-03-11 | |
| 6 | M&F Asset Management Limited | Rep | Dealing in securities | 2018-05-23 | 2018-07-01 |
| 7 | Zhong Xiang Securities Limited | Rep | Dealing in securities | 2018-07-06 |
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