Tsun, Rowena Wai Hang 秦緯珩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-03-02 | 2006-06-02 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-04-23 | 2006-06-02 | Rep | Dealing in securities | 2004-04-23 | 2006-06-02 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-12-09 | 2004-03-01 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-07-19 | 2009-05-27 |
| 5 | Julius Baer (Hong Kong) Limited | Rep | Dealing in securities | 2009-06-02 | 2011-06-13 | Rep | Advising on securities | 2009-06-24 | 2011-06-13 |
| 6 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-11-29 | Rep | Advising on securities | 2003-11-29 | Rep | Asset management | 2003-11-29 | Rep | Dealing in securities | 2003-11-29 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-11-29 | Rep | Asset management | 2003-11-29 | Rep | Dealing in futures contracts | 2003-11-29 |
| 8 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-09-20 | 2013-07-05 | Rep | Dealing in securities | 2012-09-20 | 2013-07-05 |
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