Ngo, Long Hoang 黃龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-07-05 | 2008-01-29 | Rep | Advising on securities | 2007-07-23 | 2008-01-29 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-10 | 2006-06-23 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2005-05-11 | 2008-01-29 |
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