Shimada, Kenji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2005-02-07 | Rep | Advising on securities | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in securities | 2005-07-15 | RO | Advising on securities | 2005-07-15 | 2007-07-17 | RO | Dealing in securities | 2005-07-15 | 2007-07-17 |
| 2 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2006-04-19 | RO | Dealing in futures contracts | 2006-04-19 | 2007-07-17 |
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