Sze, Sophia Hiu Fan 施曉芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2005-07-29 | 2006-08-25 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-13 | 2007-01-02 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-05-03 | 2004-11-01 |
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