Lo, Loretta Shuk Yan 羅淑茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-08-05 | 2011-06-28 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-10-25 | 2019-11-05 | Rep | Dealing in securities | 2013-10-25 | 2019-11-05 |
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