Akaiwa, Sumiyuki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2006-05-26 | 2008-04-17 | RO | Advising on securities | 2006-07-26 | 2008-04-17 | RO | Dealing in securities | 2006-07-26 | 2008-04-17 | RO | Dealing in futures contracts | 2007-10-05 | 2008-04-17 |
| 2 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2007-02-02 | 2007-11-01 |
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