Jim, Ka Shun 詹嘉淳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2006-06-15 | 2008-09-26 | Rep | Dealing in futures contracts | 2007-11-20 | 2008-09-26 | Rep | Dealing in futures contracts | 2008-12-18 | 2011-01-14 | Rep | Dealing in securities | 2008-12-18 | 2011-01-14 |
| 2 | GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | RO | Advising on securities | 2018-06-12 | 2019-03-31 | RO | Asset management | 2018-06-12 | 2019-03-31 |
| 3 | M&F Asset Management Limited | RO | Asset management | 2015-04-10 | 2018-04-11 |
| 4 | Manford Financial Limited | RO | Advising on securities | 2022-02-09 | 2022-10-18 | RO | Asset management | 2022-02-09 | 2022-10-18 |
| 5 | Phoenician Limited (HK) | RO | Asset management | 2013-03-22 | 2015-03-31 |
| 6 | Seeds International Asset Management Limited | RO | Advising on securities | 2019-04-18 | 2021-07-16 | RO | Asset management | 2019-04-18 | 2021-07-16 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-10-08 | 2008-12-13 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2008-10-08 | 2008-12-13 |
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