Suzuki, Naoto
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2007-04-24 | 2007-11-28 | Rep | Dealing in securities | 2007-04-24 | 2007-11-28 | RO | Advising on securities | 2007-11-28 | 2009-04-01 | RO | Dealing in futures contracts | 2007-11-28 | 2009-04-01 | RO | Dealing in securities | 2007-11-28 | 2009-04-01 |
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