Lam, Man Ho (SFC:ARQ371) 林文浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-12-16 | 2011-05-01 | Rep | Dealing in securities | 2017-03-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2023-05-05 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-13 | 2023-05-05 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-05-03 | 2016-10-29 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2015-03-11 | 2016-10-29 |
| 5 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-10 | 2009-11-01 |
| 6 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-11 | 2015-02-18 |
| 7 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-06-15 | 2011-07-11 |
| 8 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-09 | 2013-11-06 |
| 9 | WRise Prestige Securities Limited | Rep | Dealing in securities | 2023-10-06 |
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