Law, Philip Wei Kee 羅偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | All Options Hong Kong Limited | Rep | Dealing in futures contracts | 2009-09-24 | 2010-12-31 | Rep | Dealing in securities | 2009-09-24 | 2010-12-31 |
| 2 | CHINA TIMES SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-04-18 | 2018-07-10 | Rep | Dealing in securities | 2018-04-18 | 2018-10-04 | RO | Dealing in futures contracts | 2018-07-10 | 2018-10-04 |
| 3 | Lion Futures Limited | RO | Advising on futures contracts | 2019-07-19 | 2021-11-30 |
| 4 | LT Finance Management Limited | RO | Advising on futures contracts | 2016-08-12 | 2018-03-19 |
| 5 | LT Securities Limited | Rep | Dealing in futures contracts | 2011-11-01 | 2016-08-12 | Rep | Dealing in securities | 2012-02-15 | 2018-03-19 | RO | Dealing in futures contracts | 2016-08-12 | 2018-03-19 |
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