Xie, Elise Mingyan 謝明燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2014-02-21 | 2016-03-17 | Rep | Dealing in securities | 2014-02-21 | 2016-03-17 | Rep | Dealing in futures contracts | 2019-05-22 | 2023-10-15 | Rep | Dealing in securities | 2019-05-22 | 2023-10-15 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-06-26 | 2013-05-31 | Rep | Dealing in futures contracts | 2012-06-26 | 2013-05-31 |
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