Ta, Xiaoyuan 塔小元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Cloud Investment Group HK Limited | Rep | Asset management | 2012-08-30 | 2013-09-09 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Asset management | 2019-12-16 | 2020-07-31 |
3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-08-25 | 2020-10-09 |
4 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2020-10-16 |
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