Xie, Yijing 謝奕菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-06-30 | 2022-09-14 | Rep | Dealing in securities | 2017-06-30 | 2022-09-14 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-09-12 | Rep | Advising on securities | 2023-09-12 | Rep | Dealing in securities | 2023-09-12 |
| 3 | Wells Fargo Securities Asia Limited | Rep | Advising on corporate finance | 2015-10-07 | 2017-04-26 | Rep | Advising on securities | 2015-10-07 | 2017-04-26 | Rep | Dealing in securities | 2015-10-07 | 2017-04-26 |
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