Cao, Lei (SFC:BHX612) 曹磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-08-02 | 2022-02-18 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2022-02-18 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-08-02 | 2016-10-10 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2023-02-10 | 2023-02-17 | Rep | Dealing in securities | 2024-01-29 | 2024-02-02 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2023-02-10 | 2023-02-17 | Rep | Dealing in securities | 2023-02-10 | 2023-02-17 | Rep | Dealing in futures contracts | 2024-01-29 | 2024-02-02 | Rep | Dealing in securities | 2024-01-29 | 2024-02-02 |
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