Tong, Ching Po 湯正保
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SECURITIES HOLDINGS LIMITED | Rep | Dealing in securities | 2005-03-10 | 2006-12-15 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2006-12-29 | 2007-01-10 | RO | Dealing in securities | 2007-01-10 | 2010-01-04 |
| 3 | Hong Kong Securities (International) Company Limited | RO | Dealing in securities | 2015-05-15 | 2015-12-31 |
| 4 | Leading Securities Company Limited | Rep | Dealing in securities | 2016-04-19 | 2016-08-09 | RO | Dealing in securities | 2016-08-09 | 2017-04-06 |
| 5 | LT Finance Management Limited | RO | Advising on securities | 2018-06-06 | 2019-09-19 |
| 6 | LT Securities Limited | RO | Dealing in securities | 2018-06-06 | 2019-09-19 |
| 7 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-21 | 2010-03-05 | RO | Dealing in securities | 2010-03-05 | 2013-11-30 | Rep | Dealing in securities | 2016-01-25 | 2016-01-28 | RO | Dealing in securities | 2016-01-28 | 2016-04-18 |
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