Look, Andrew 陸東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-03-06 | 2010-03-31 |
| 2 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-05-17 | 2017-08-01 | RO | Asset management | 2017-08-01 | 2019-07-03 | RO | Advising on securities | 2018-05-07 | 2019-07-03 |
| 3 | China-Hong Kong Link Securities Company Limited | Rep | Dealing in securities | 2017-05-17 | 2017-08-01 | RO | Dealing in securities | 2017-08-01 | 2019-07-03 |
| 4 | Look's Securities Limited | RO | Dealing in securities | 2016-08-31 | 2017-04-15 |
| 5 | Safari Asia Limited | RO | Advising on securities | 2010-04-30 | 2015-07-02 | RO | Asset management | 2010-04-30 | 2017-04-15 | RO | Advising on securities | 2016-07-21 | 2017-04-15 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2005-03-24 | Rep | Advising on securities | 2007-07-05 | RO | Advising on securities | 2007-07-05 | 2008-08-06 |
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