Rageau, Patrice Frederic
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-13 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-07-13 | 2019-02-12 | Rep | Dealing in futures contracts | 2011-09-15 | 2019-02-12 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-09-02 | 2009-04-21 | Rep | Dealing in securities | 2005-09-02 | 2009-04-21 |
| 4 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2019-05-08 | 2022-06-30 | Rep | Dealing in securities | 2019-05-08 | 2022-06-30 |
| 5 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2009-07-13 | 2011-12-30 |
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