Wong, Yim Chun 王炎震
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-09-25 | Rep | Advising on securities | 2006-09-25 | Rep | Asset management | 2006-09-25 | 2021-12-28 | Rep | Dealing in securities | 2019-05-17 | RO | Asset management | 2021-12-28 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2006-03-21 |
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