Yiu, Ka Lai (SFC:AGG807) 姚嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2018-10-24 | 2022-09-08 | Rep | Dealing in securities | 2018-10-24 | 2022-09-08 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-05-21 | Rep | Advising on securities | 2016-09-03 | Rep | Dealing in securities | 2013-12-20 | 2016-09-03 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2023-08-03 | 2023-09-08 |
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