Ho, Anita Hoi Lam 何海琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2008-07-25 | 2008-12-11 | Rep | Advising on futures contracts | 2008-08-07 | 2008-12-11 | Rep | Asset management | 2008-08-07 | 2008-12-11 | Rep | Advising on futures contracts | 2015-11-24 | 2016-10-15 | Rep | Advising on securities | 2015-11-24 | 2016-10-15 | Rep | Asset management | 2015-11-24 | 2016-10-15 | Rep | Dealing in futures contracts | 2015-11-24 | 2016-10-15 | Rep | Dealing in securities | 2015-11-24 | 2016-10-15 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2009-04-17 | 2015-07-09 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2017-03-22 | 2022-07-31 | Rep | Advising on securities | 2020-10-16 | 2022-07-31 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-02 | 2008-04-11 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-02 | 2008-04-11 | Rep | Dealing in futures contracts | 2007-09-03 | 2008-04-11 |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2006-11-02 | 2007-07-25 |
| 7 | Liquidnet Asia Limited | Rep | Dealing in securities | 2022-08-29 | Rep | Automated trading services | 2022-09-19 |
| 8 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-07-24 | 2015-11-20 | Rep | Asset management | 2015-07-24 | 2015-11-20 | Rep | Dealing in securities | 2015-07-24 | 2015-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy