Chan, Ka Kit (SFC:AED841) 陳家傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2019-09-06 | 2023-05-12 | Rep | Dealing in securities | 2019-09-06 | 2023-05-12 |
| 2 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Dealing in futures contracts | 2003-06-06 |
| 3 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2015-03-19 | 2019-05-31 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-12 | 2014-09-23 |
| 5 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2014-11-11 | 2015-02-01 |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-12-09 | 2007-09-29 |
| 7 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-12-09 | 2007-09-29 |
| 8 | JAKK CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2023-12-04 | RO | Asset management | 2023-12-04 |
| 9 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-06 | Rep | Advising on securities | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Dealing in securities | 2003-06-06 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Dealing in futures contracts | 2003-06-06 |
| 11 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-06 | Rep | Advising on securities | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Automated trading services | 2003-06-06 | Rep | Dealing in securities | 2003-06-06 |
| 12 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-09-16 | 2004-12-08 |
| 13 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-09-16 | 2004-12-08 |
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