Suen, Avis 孫雅蕙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on corporate finance | 2004-02-05 | Rep | Advising on securities | 2004-02-05 | Rep | Asset management | 2004-02-05 | Rep | Dealing in securities | 2007-01-04 |
| 2 | BOKHARY SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-11 | 2015-04-17 |
| 3 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2011-07-15 | 2013-06-03 |
| 4 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-17 | 2016-12-22 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-07 | 2009-06-03 |
| 6 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-01-10 | 2007-09-01 |
| 7 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-12-22 | 2016-05-16 |
| 8 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-16 | 2011-06-07 |
| 9 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2014-07-10 | 2014-11-03 |
| 10 | TSUN CHI YUEN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-04 | 2007-10-25 |
| 11 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-04-21 | 2015-08-11 |
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