Lee, Hon Nam 李翰南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-10-05 | 2006-08-24 | Rep | Dealing in securities | 2004-10-05 | 2012-02-16 | RO | Advising on corporate finance | 2006-08-24 | 2012-02-16 |
| 2 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2013-09-09 | 2014-02-18 | Rep | Advising on securities | 2013-09-09 | 2014-05-17 | Rep | Dealing in securities | 2013-09-09 | 2014-05-17 | RO | Advising on corporate finance | 2014-02-18 | 2014-05-17 |
| 3 | KPMG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2004-08-27 | |
| 4 | NFH Corporate Finance Limited | RO | Advising on corporate finance | 2015-11-17 | 2021-07-14 |
| 5 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2017-08-25 | 2021-07-14 |
| 6 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2021-08-20 | |
| 7 | SBI China Capital Hong Kong Securities Limited | Rep | Advising on corporate finance | 2021-08-20 | 2021-09-24 | RO | Advising on corporate finance | 2021-09-24 |
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