Liu, Xiaohong (SFC:AGC636) 劉曉紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2022-10-07 | 2022-12-05 | Rep | Dealing in securities | 2022-10-07 | 2022-12-05 | RO | Advising on corporate finance | 2022-12-05 | 2023-10-17 | RO | Dealing in securities | 2022-12-05 | 2023-10-17 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2021-05-25 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2006-05-29 | 2007-03-09 | Rep | Dealing in securities | 2006-05-29 | 2016-09-29 | RO | Advising on corporate finance | 2007-03-09 | 2016-09-29 | Rep | Advising on corporate finance | 2021-07-07 | 2021-08-19 | Rep | Dealing in securities | 2021-07-07 | 2022-06-17 | RO | Advising on corporate finance | 2021-08-19 | 2022-06-17 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-11-26 | Rep | Advising on securities | 2003-11-26 | Rep | Asset management | 2003-11-26 |
| 5 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2016-09-30 | 2021-05-25 |
| 6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-08-01 | 2020-03-27 |
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