Law, Ka Po 羅嘉寶

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCOM International Holdings Company Limited Rep Dealing in securities 2004-06-10 2005-05-14
2 CITIC Securities Brokerage (HK) Limited Rep Advising on corporate finance 2004-03-11
Rep Automated trading services 2004-03-11
Rep Advising on securities 2004-03-16
Rep Asset management 2004-03-16
Rep Dealing in securities 2004-03-16
3 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2004-03-16
4 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2005-05-17 2007-06-08
Rep Dealing in securities 2007-09-27 2013-05-25
Rep Dealing in futures contracts 2010-01-25 2013-05-25
5 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-03-18 2004-06-08
6 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-03-18 2004-06-08
Rep Dealing in securities 2007-06-12 2007-08-14
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-08-31 2007-09-07

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top