Lee, Sze Wan (SFC:AKS933) 李詩韻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Galaxy International Securities (Hong Kong) Co., Limited Rep Advising on corporate finance 2014-09-30 2014-11-24
Rep Advising on securities 2014-09-30 2014-11-24
Rep Dealing in securities 2014-09-30 2014-11-24
RO Advising on corporate finance 2014-11-24
RO Advising on securities 2014-11-24
RO Dealing in securities 2014-11-24
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2006-09-25 2011-09-20
Rep Dealing in securities 2006-09-27 2011-09-20
3 DBS ASIA CAPITAL LIMITED Rep Advising on corporate finance 2011-10-12 2011-11-02
Rep Advising on securities 2011-10-12 2011-11-02
Rep Dealing in securities 2011-10-12 2011-11-02
RO Advising on corporate finance 2011-11-02 2014-06-18
RO Advising on securities 2011-11-02 2014-06-18
RO Dealing in securities 2011-11-02 2014-06-18
4 FRONTIER CAPITAL INVESTMENT LIMITED Rep Advising on corporate finance 2014-07-15 2014-08-18
Rep Advising on securities 2014-07-15 2014-08-18
Rep Dealing in securities 2014-07-15 2014-08-18
RO Advising on corporate finance 2014-08-18 2014-08-31
RO Advising on securities 2014-08-18 2014-08-31
RO Dealing in securities 2014-08-18 2014-08-31
5 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2004-08-06 2006-09-15

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