Wang, Lumeng 王魯蒙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2003-11-10
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2003-11-10
3 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED Rep Advising on securities 2007-08-09 2009-04-30
4 Daiwa Capital Markets Hong Kong Limited Rep Asset management 2003-11-10
5 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2003-11-10
6 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2003-12-09 2007-05-18
7 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED Rep Dealing in securities 2007-07-05 2009-04-30
8 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2009-05-07 2012-07-20

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