Wang, Lumeng 王魯蒙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2003-11-10 | Rep | Dealing in securities | 2003-11-10 | Rep | Dealing in securities | 2003-12-09 | 2007-05-18 | Rep | Dealing in securities | 2009-05-07 | 2012-07-20 |
| 2 | DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-05 | 2009-04-30 | Rep | Advising on securities | 2007-08-09 | 2009-04-30 |
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