Wong, Steven Wai Chiu 王偉超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-01-03 | 2005-10-14 | Rep | Dealing in securities | 2006-02-16 | Rep | Dealing in futures contracts | 2007-10-08 | Rep | Advising on securities | 2008-12-29 |
| 2 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-01-03 | 2005-10-14 | Rep | Dealing in futures contracts | 2006-02-16 | 2007-11-01 |
| 3 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2004-05-25 | 2004-12-20 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-11-14 | 2004-02-21 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-14 | 2004-02-21 |
| 6 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-11-14 | 2004-02-21 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-03-23 | 2004-08-17 | Rep | Dealing in futures contracts | 2004-08-06 | 2004-12-20 | RO | Dealing in securities | 2004-08-17 | 2004-12-20 |
| 8 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-10-17 | 2005-12-17 | Rep | Dealing in securities | 2005-10-17 | 2005-12-17 |
| 9 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-10-17 | 2005-12-17 | Rep | Dealing in futures contracts | 2005-10-17 | 2005-12-17 |
| 10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-10-18 | 2005-12-17 |
| 11 | Sunwah Kingsway Leasing and Finance Limited | Rep | Dealing in futures contracts | 2004-03-23 | 2004-12-20 |
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