Yamaguchi, Daisuke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-11-21 | 2007-10-26 | Rep | Dealing in securities | 2010-10-21 | 2014-05-17 | Rep | Advising on securities | 2010-11-19 | 2014-05-17 | Rep | Dealing in securities | 2022-12-05 | 2022-12-15 |
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