Lau, Joseph Tat Kit 劉達傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-06 | Rep | Asset management | 2004-02-06 | Rep | Dealing in futures contracts | 2004-11-16 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-06 | Rep | Advising on securities | 2004-02-06 | Rep | Asset management | 2004-02-06 | Rep | Dealing in securities | 2004-11-16 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-19 | 2018-08-31 | Rep | Dealing in securities | 2004-11-19 | 2018-08-31 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-10 | |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-09-10 |
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