Fan, Ying Fai 范應輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2018-01-23 | 2018-04-06 | Rep | Dealing in securities | 2018-01-23 | 2018-04-06 | RO | Advising on securities | 2018-04-06 | RO | Dealing in securities | 2018-04-06 | RO | Dealing in futures contracts | 2018-11-22 |
| 2 | LT Finance Management Limited | RO | Advising on securities | 2014-12-18 | 2017-11-30 | RO | Advising on futures contracts | 2017-06-07 | 2017-11-30 |
| 3 | LT Securities Limited | Rep | Dealing in securities | 2014-08-25 | 2014-12-18 | Rep | Dealing in futures contracts | 2014-08-25 | 2017-06-07 | RO | Dealing in securities | 2014-12-18 | 2017-11-30 | RO | Dealing in futures contracts | 2017-06-07 | 2017-11-30 |
| 4 | Sinofortune Securities Limited | Rep | Dealing in securities | 2011-03-21 | 2014-08-01 | Rep | Dealing in futures contracts | 2014-02-18 | 2014-08-01 |
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