Wu, Alfonso Cheng Kiong 伍正恭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Hong Kong Capital Asset Management Company Limited | Rep | Advising on corporate finance | 2003-06-19 | Rep | Advising on securities | 2003-06-19 | Rep | Asset management | 2003-06-19 | Rep | Dealing in securities | 2004-12-10 |
| 2 | Emperio Securities And Assets Management Limited | Rep | Dealing in securities | 2019-06-04 | 2021-06-01 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2019-05-15 |
| 4 | GREAT BAY SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-14 | 2005-05-31 | Rep | Dealing in securities | 2021-06-23 | 2022-08-05 |
| 5 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-01 | 2005-02-01 |
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