Sripunporn, Roger Ardisorn 潘小山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-17 | Rep | Asset management | 2003-09-17 | Rep | Dealing in futures contracts | 2003-09-18 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-17 | Rep | Advising on securities | 2003-09-17 | Rep | Asset management | 2003-09-17 | Rep | Dealing in securities | 2003-09-18 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-28 | 2005-11-07 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-28 | 2005-11-07 | Rep | Dealing in futures contracts | 2005-10-13 | 2005-11-07 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-10-04 | 2008-01-05 |
| 6 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2010-01-04 | 2018-01-16 | Rep | Automated trading services | 2011-09-27 | 2018-01-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy